One Hundred Eleventh Congress
of the
United States of America
AT THE SECOND SESSION
Begun and held at the City of Washington on Tuesday,
the fifth day of January, two thousand and ten
An Act
To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes.
(a) Amendments to the Securities and Exchange Act- Section 24 of the Securities Exchange Act of 1934 (15 U.S.C. 78x), as amended by section 929I(a) of the Dodd-Frank Consumer Financial Protection and Wall Street Reform Act (Public Law 111-203), is amended by striking subsection (e) and inserting the following:
‘(e) Freedom of Information Act- For purposes of section 552(b)(8) of title 5, United States Code, (commonly referred to as the Freedom of Information Act)--
‘(1) the Commission is an agency responsible for the regulation or supervision of financial institutions; and
‘(2) any entity for which the Commission is responsible for regulating, supervising, or examining under this title is a financial institution.’.
(b) Amendments to the Investment Company Act- Section 31 of the Investment Company Act of 1940 (15 U.S.C. 80a-30), as amended by section 929I(b) of the Dodd-Frank Consumer Financial Protection and Wall Street Reform Act (Public Law 111-203), is amended--
(1) by striking subsection (c); and
(2) by redesignating subsections (d) and (e) as subsections (c) and (d), respectively.
(c) Amendments to the Investment Advisers Act- Section 210 of the Investment Advisers Act of 1940 (15 U.S.C. 80b-10), as amended by section 929I(c) of the Dodd-Frank Consumer Financial Protection and Wall Street Reform Act (Public Law 111-203), is amended by striking subsection (d).
Passed the Senate September 21, 2010.
Attest:
Secretary.
111th CONGRESS
2d Session
S. 3717
AN ACT
To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5,
Speaker of the House of Representatives.
U.S. Congress - Text of S.3717 as Enrolled Bill A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940...
